Professional Standards for Advisers: What Should Clients Expect?
Choosing an advisory firm involves more than comparing services or fees. Clients also need to understand the professional standards for advisers and the level of conduct they should reasonably expect. This becomes particularly relevant when researching an advisory firm online. Searches can produce reviews, opinions, allegations and commentary alongside official information. For prospective clients researching […]
How to Verify an Adviser’s Track Record and Professional History
Choosing an adviser is a significant decision. Qualifications and professional titles can provide useful information, but they do not tell you everything about an adviser’s experience or suitability for a particular assignment. A proper review should examine the adviser’s professional history, relevant experience, previous work, credentials and approach to client relationships. This guide explains how […]